Broker- Dealer Law Corner

Broker- Dealer Law Corner

Tag Archives: cyber

WannaCry Virus Triggers SEC Security Alert To BDs And Investment Management Firms

Posted in Cybersecurity, FINRA, Investment Management firm
Readers of this blog know that sales practice issues represent my sweet-spot.  Today, in what is probably a welcome departure from my rants, my partner (and co-chair of Ulmer’s Financial Services & Securities Litigation Group) Fran Goins, who knows all things about data privacy and cybersecurity, offers some helpful advice on dealing with the WannaCry… Continue Reading
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