Broker- Dealer Law Corner

Broker- Dealer Law Corner

Category Archives: CFTC

Subscribe to CFTC RSS Feed

Stop The Press! CFTC Awards Broker Attorneys’ Fees!

Posted in CFTC, Commodities
Surprise!  In a rare occurrence, recently a CFTC Judgment Officer awarded a broker its attorneys’ fees for “frivolous and vexatious” litigation brought in “bad faith” by a customer in a Reparations proceeding. Azubueze Jiagbogu v. TradeStation Securities, Inc., [Current Transfer Binder] COMM. FUT. L. REP. (CCH) ¶ 33,430 (CFTC Mar. 9, 2015). The customer’s conduct… Continue Reading
.